Our Firm

Regulatory Status

OUR FIRM

 

Invast Financial services is authorised and regulated by Australian Securities and Investments Commission and is a holder of Australian Financial Services License 438283. Invast is also a member of the Financial Ombudsman Service, membership number 32977, commenced 18th June 2013.  

 

Invast Securities co., our parent company in Japan, is listed on the Osaka Stock Exchange JASDAQ (Code 8709). Listed on March 6th 2006. It also operates a Financial Instruments Business Operator (Type 1 / Type 2) Licence (FIBO). A FIBO operator must identify and manage market risks regarding proprietary trading, in addition to identifying the value of the market risk equivalent on a daily basis, based on Article 178(2) of Japan’s FIB Cabinet Office Ordinance. Invast Securities is a member Tokyo Financial Exchange, Japan Securities Dealers Association, Financial Futures Association and Japan Investor Protection Fund.